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The common heritage of mankind: a view from the flagship bridge. An open letter to the United States Senate by Captain George Galdorisi, USN. Introduction to UNCLOS III One of the most important issues concerning the future of hydrography is the impact of the Third United Nations Convention on the Law of the Sea (UNCLOS III). From 1973 to 1982, this Convention was the subject of what were probably the most prolonged and intense multinational negotiations in history. With the possible exception of the United Nations Charter, the Convention which resulted is the most important international law of this century. The Convention has reshaped, and will continue to reshape, the character of the marine sector. Prior to UNCLOS III, jurisdiction in the oceans was a simple black and white issue: states sovereignty was absolute to the jurisdictional boundary, outside of which freedom of the high seas was absolute. UNCLOS III brought major changes to both these long-standing concepts. Sovereign rights are now phased down through several zones. The Territorial Sea, innocent orial Sea, innocent passage through international straits, and expansion of partial sovereignty to 200 nautical miles in the Exclusive Economic Zone are all new concepts introduced in UNCLOS III which expand states sovereignty. At the same time UNCLOS III places many restrictions on freedom of the high seas, significantly through the principle of common heritage of mankind, and measures to protect and preserve the marine environment. .
The roots of UNCLOS III go back to the Challenger Expedition of the 1870s when it was first discovered that the deep sea floor is littered with baseball-sized polymetallic nodules, made up principally of iron and manganese, but with economically attractive copper nickel and cobalt content as well. By the mid-1960s, it appeared that the technology to min the technology to mine these nodules from the sea floor was available. This raised the international question - to whom do the resources of the ocean belong? Prevailing law - freedom of the high seas - argued for finders, keepers. It was rumoured that Howard Hughes’ ship the Glomar Explorer was engaged in nodule mining. This turned out to be a lie, to hide the fact that the ship was recovering a sunken Soviet nuclear submarine for the CIA. However the possibility that the untold wealth of the seabed would go to rich and powerful corporations with no benefits to the poor nations of the world led to the introduction in 1967 at the United Nations General Assembly of the concept of the Common Heritage of Mankind. From the beginning this was a concept that went to the heart of international differences in political as well as legal and economic perspectives. It is the antithesis of freedom of the high seas. It was the opening move in the negotiations surrounding UNCLOS III: negotiations, which continue, even today under the Preparatory Commission. Although two conferences were held earlier, it was not until the 1973 conference that procedural practices were developed for the drafting of a new Convention. Due to the widely divergent interests on issues of such paramount importance, it was realized that resorting to traditional voting rules would be unsatisfactory. Consensus was therefore adopted as tfore adopted as the principal means by which decisions were to be taken. The Conference decided that because of the large number of participants and sensitive issues involved, working groups would be more efficient than formal plenary sessions. Thus, much of the work took place in small informal meetings, but always on the basis of consensus. The working or negotiating groups were generally established on the basis of interest in a particular issue. In this respect, States did not coalesce within traditionally regional or political alignments. Rather they grouped themselves to face specific issues and to protect clearly identifiable interests, such as:
At the close of the tenth session in 1981, the Conference decided to revise the informal text, officially producing a Draft Convention. The ‘easy’ parts of the package had fallen into place. The intractable political questions remained. The Conference also adopted a timetable calling for the final decision-making session to be held in 1982. The five-week plan allowed time for negotiation of the remaining points to be resolved. However, after ninety weeks of work spanning a decade, on 23 April 1982, the Conference determined that all efforts to reach a consensus had been exhausted. Thus the machinery for the final decision making was set in motion. All the text in the Draft Convention and the four Resolutions that were before Resolutions that were before the Conference were the result of elaborate negotiations to ensure widespread and substantial support. However, on 30 April 1982, at the request of one delegation (the United States), the Conference had to abandon their consensus strategy and resort to voting on adoption or rejection of the whole Law of the Sea package. The result of that vote was 130 in favour, 4 against (Israel, Turkey, the United States and Venezuela), and 17 abstentions (Belgium, Italy, Luxembourg, the Netherlands, Spain, Thailand, United Kingdom, West Germany, and nine East European states). In September the final version of the Convention was drafted. The Convention consists of 320 Articles (each about 1/4 to 1/2 a page long), organized into 17 Parts, having 49 Sections. In addition there are 11 Annexes with another 116 Articles. The first 10 Parts are the ‘easy’ ones on which there was nearly universal agreement: • Territorial sea and contiguous zone Part XI is called simply The Area, which is UNCLOS shorthand for the seabed and ocean floor and subsoil, beyan floor and subsoil, beyond limits of national jurisdiction. This is the longest section, and the most controversial, being the resting-place of the common heritage concept. It was the objections of the United States to this section, on the grounds that it is too regulatory and that it rewards those who have not earned or risked anything, that led to the breakdown of the consensus process and the April 1982 vote. The remaining six Parts, while not as straightforward as the first 10, nonetheless were almost universally accepted through the consensus process: • Protection and preservation of the marine environment The final meeting of the Conference was held in Montego Bay, Jamaica, from 6 to 10 December 1982, at which time the Convention was opened for signature. On that first day, signatures from 119 delegations comprising 117 States, the Cook Islands (a self-governing associated State), and the United National Council for Namibia, were appended to the Convention. The majoConvention. The majority of States, which abstained in the April vote, signed the Convention in December. In addition, one ratification, that of Fiji was deposited that day. During the two years that the Convention remained open for signature, 157 nations signed. The fifteen who did not sign are a mixed bag: Albania, Ecuador, Federal Republic of Germany, Holy See, Israel, Jordan, Kiribati, Peru, San Marino, Syria, Tonga, Turkey, United Kingdom, United States, and Venezuela. The United States, United Kingdom and Germany refused to sign because of Part XV. The other twelve had a variety of different reasons for not signing. According to Article 308 This Convention shall enter into force 12 months after the date of deposit of the sixtieth instrument of ratification or accession. In order to ratify, a state must first bring its domestic laws into conformance with UNCLOS III, deposit with the Secretary General of the United Nations hydrographic charts showing the jurisdictional limits it claims, and formally ratify the Convention. The Convention was opened for signature on December 10, 1982, and was ratified by Fiji on that date. The 60th state to ratify the Convention was Guyana, on 18 November 1993. The Convention came into force on 18 November 1994. On 13 November 1998, Belgium and Poland became the 129th and 130th nations to ratify. 64 United Nations member states still had not ratified as onot ratified as of that date, among them Canada and the United States.
Namibia
A resolution accompanying the Convention established a Preparatory Commission for the International Sea-bed Authority and for the International Tribunal for the Law of the Sea (called PrepCom for short). This PrepCom has been meeting since 1983, officially to negotiate the details for implementing Part XI, but more importantly to continue the attempt to find a consensus about what Part XI should contain. A group of states with sea-bed mining capabilities (cryptically called the “expanded midnight group”) has been building diplomatic bridges between the United States and other non-signatories, and the states which strongly pushed for Part XI as it is (the so-called “group of 77”). Moderates on both sides are discussing changes to Part XI. There is some hope that the PrepCom negotiations will result in the compromises and consensus required for universal acceptance of the Convention, in the near future. Aside from Part XI, opinion is divided as tinion is divided as to whether the other Parts of the Convention have, in fact, become accepted as customary international law. Some point to instances of erosion of this acceptance: • the actions of Japan in salmon fishing
The UNCLOS III Articles illustrated in this figure are:
UNCLOS III Article 76 defines many ways in which the outer boundary of the continental shelf may be established by a coastal state. It is widely misunderstood. Legal experts assume that the very specific technical provisions in this Article indicate that these provisions can be easily implemented. That is not true. Technical experts assume that these very difficult technical procedures have been included for some legal reasons. That also is not true. The wording of Article 76 appears to have developed from political process of consensus building that was at the foundation of the UNCLOS III negotiations.
This article shows the importance in the delimitation process of obtaining enough information to adequately describe the bottom topography and geology. This information is required to define the continental shelf within the Law of the Sea. Each coastal state must sastal state must submit this information for evaluation to a Commission on the Limits of the Continental Shelf that consists of 21 experts in geology, geophysics and hydrography (UNCLOS III Annex II, Article 4). This commission is to be set up once UNCLOS III comes into force, with the initial election of these experts occurring no later than 18 months after the Convention comes into force. There is an important time limit involved here (Annex II, Article 4). The latest date for a coastal state to submit its continental shelf claim, supported by convincing evidence, is 10 years after that state ratifies, or otherwise O to the Convention. This is a one-time window of opportunity, which is open for the next decade or so. After that the continental shelf “pie” will have been cut up. The information, which must be presented to the Commission on the Limits of the Continental Shelf, is likely to require extensive and detailed hydrographic and geological surveys of the seabed from the continental slope to the outer limits of any boundary claim. For example, in order to collect the geophysical survey data needed to determine and support a continental shelf claital shelf claim by Canada may take as many as 1000 survey vessel days for eastern Canada and as many as 10 field seasons for the Arctic. In the spring of 1993, a two-day meeting was held of the United Nations Committee of Experts on the Definition of the Continental Shelf. The purpose of this meeting was to comment on the draft of a manual prepared by United Nations staff that describes in detail the issues surrounding Article 76 and the definition of the continental shelf. This manual was revised and published in late 1993 as one of a series of LOS “issues manuals” being produced by the UNCLOS documents office (tel 212-963-1234 x3940). Four such manuals have been produced so far (Baselines; Marine Scientific Research; High Seas Fishing; and Definition of the Continental Shelf).
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