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The common heritage of mankind: a view from the
flagship bridge. An open letter to the United States Senate by Captain George
Galdorisi, USN.
Introduction to UNCLOS III
One of the most important issues concerning the future of hydrography is the impact of
the Third United Nations Convention on the Law of the Sea (UNCLOS III). From 1973 to 1982,
this Convention was the subject of what were probably the most prolonged and intense
multinational negotiations in history. With the possible exception of the United Nations
Charter, the Convention which resulted is the most important international law of this
century.
The Convention has reshaped, and will continue to reshape, the character of the marine
sector. Prior to UNCLOS III, jurisdiction in the oceans was a simple black and white
issue: states sovereignty was absolute to the jurisdictional boundary, outside of
which freedom of the high seas was absolute. UNCLOS III brought major changes to
both these long-standing concepts. Sovereign rights are now phased down through several
zones. The Territorial Sea, innocent orial Sea, innocent passage through international straits,
and expansion of partial sovereignty to 200 nautical miles in the Exclusive Economic
Zone are all new concepts introduced in UNCLOS III which expand states sovereignty. At
the same time UNCLOS III places many restrictions on freedom of the high seas,
significantly through the principle of common heritage of mankind, and measures to
protect and preserve the marine environment.
1967 - original goal |
Ensure that proceeds from deep-sea
mining of manganese nodules will be for the benefit all mankind. |
1982 - Convention and Final Act |
Vote on adoption: 130 for, 17
abstain, 4 against (Canada for) Signatories: 119 (including Canada)
All 150 countries agree on rights and responsibilities in 5 zones
Provision for dispute settling: International Tribunal on LOS
Disagreement on International Seabed Authority |
1983 - Preparatory Commission |
|
Mandate to negotiate details of Sea
Bed Authority and International Tribunal |
1993 - Ratification clause |
Each state must bring its domestic
laws into conformance with UNCLOS, formally ratify UNCLOS, and deposit documents defining
its territorial claims with the UN On 18 Nov 93 Guyana became 60th state to
ratify |
1994 - Convention in force |
Convention came into force on 18
Nov 94 (Article 308 (1)) |
1996 - Shelf commission elected |
Initial election of experts in
geology, geophysics and hydrography to the Commission on the Limits of the Continental
Shelf. This election is limited to states which have become party to the Convention. |
Year n |
Year in which a coastal state
becomes party to the Convention. |
.
Year n+10 |
Latest date for that coastal state
to submit particulars of continental shelf limit claims to the Commission on the Limits
of the Continental Shelf. |
UNCLOS III Evolution
The roots of UNCLOS III go back to the Challenger Expedition of the 1870s when it was
first discovered that the deep sea floor is littered with baseball-sized polymetallic
nodules, made up principally of iron and manganese, but with economically attractive
copper nickel and cobalt content as well. By the mid-1960s, it appeared that the
technology to min the
technology to mine these nodules from the sea floor was available. This raised the
international question - to whom do the resources of the ocean belong? Prevailing law -
freedom of the high seas - argued for finders, keepers. It was rumoured that Howard
Hughes ship the Glomar Explorer was engaged in nodule mining. This turned out
to be a lie, to hide the fact that the ship was recovering a sunken Soviet nuclear
submarine for the CIA. However the possibility that the untold wealth of the seabed would
go to rich and powerful corporations with no benefits to the poor nations of the world led
to the introduction in 1967 at the United Nations General Assembly of the concept of the Common
Heritage of Mankind. From the beginning this was a concept that went to the heart of
international differences in political as well as legal and economic perspectives. It is
the antithesis of freedom of the high seas. It was the opening move in the
negotiations surrounding UNCLOS III: negotiations, which continue, even today under the
Preparatory Commission.
Although two conferences were held earlier, it was not until the 1973 conference that
procedural practices were developed for the drafting of a new Convention. Due to the
widely divergent interests on issues of such paramount importance, it was realized that
resorting to traditional voting rules would be unsatisfactory. Consensus was therefore
adopted as tfore
adopted as the principal means by which decisions were to be taken.
The Conference decided that because of the large number of participants and sensitive
issues involved, working groups would be more efficient than formal plenary sessions.
Thus, much of the work took place in small informal meetings, but always on the basis of
consensus. The working or negotiating groups were generally established on the basis of
interest in a particular issue. In this respect, States did not coalesce within
traditionally regional or political alignments. Rather they grouped themselves to face
specific issues and to protect clearly identifiable interests, such as:
Coastal States wanted a legal rÈgime that would allow them to manage and
conserve the biological and mineral resources within their national jurisdiction;
Archipelagic States wanted to obtain recognition for the new rÈgime of
archipelagic waters;
Landlocked States were seeking general rules of international law that
would grant them transit to and from the sea and rights of access to the living resources
of their neighbouring States;
Some industrialized nations wanted to have guarantied access to the
sea-bed mineral resources beyond national jurisdiction within a predictable legal
framework;
Counp>
Countries with strong land-based mining and minerals industries wanted
assurances that the sea-bed mineral production would not undermine their economies or
result in a de facto monopoly;
Developing countries wanted to be more than silent witnesses to the
acquisition of new knowledge of the oceans so that marine science and technology could be
put at the service of all and not only of a limited number of very wealthy countries;
States bordering straits wanted to ensure that free passage would not
result in damage to their marine environment or threats to their national security;
Practically all nations wanted to preserve the freedoms of navigation,
commerce, and communication;
Regional groupings had specific concerns pertinent to their region; and
Finally, mankind as a whole needed to ensure that a new legal rÈgime would
safeguard the marine environment against depredation or irrational use of
non-renewable resources, the discharge or dumping of noxious substances into the oceans or
the so-calle the so-called scientific tests that could affect the delicate balance of marine life.
3.1 UNCLOS III status
At the close of the tenth session in 1981, the Conference decided to revise the
informal text, officially producing a Draft Convention. The easy parts of the
package had fallen into place. The intractable political questions remained. The
Conference also adopted a timetable calling for the final decision-making session to be
held in 1982. The five-week plan allowed time for negotiation of the remaining points to
be resolved. However, after ninety weeks of work spanning a decade, on 23 April 1982, the
Conference determined that all efforts to reach a consensus had been exhausted. Thus the
machinery for the final decision making was set in motion. All the text in the Draft
Convention and the four Resolutions that were before Resolutions that were before the Conference were the result of
elaborate negotiations to ensure widespread and substantial support. However, on 30 April
1982, at the request of one delegation (the United States), the Conference had to abandon
their consensus strategy and resort to voting on adoption or rejection of the whole Law of
the Sea package. The result of that vote was 130 in favour, 4 against (Israel, Turkey, the
United States and Venezuela), and 17 abstentions (Belgium, Italy, Luxembourg, the
Netherlands, Spain, Thailand, United Kingdom, West Germany, and nine East European
states).
In September the final version of the Convention was drafted. The Convention consists
of 320 Articles (each about 1/4 to 1/2 a page long), organized into 17 Parts, having 49
Sections. In addition there are 11 Annexes with another 116 Articles. The first 10 Parts
are the easy ones on which there was nearly universal agreement:
Territorial sea and contiguous zone
Straits used for international navigation
Archipelagic states
Exclusive Economic Zone
Continental shelf
High seas
RÈgime of islands
Enclosed or semi-enclosed seas
Right of access of land-locked states to and from seas and freedom of transit.
Part XI is called simply The Area, which is UNCLOS shorthand for the seabed and
ocean floor and subsoil, beyan floor and subsoil, beyond limits of national jurisdiction. This is the longest
section, and the most controversial, being the resting-place of the common heritage
concept. It was the objections of the United States to this section, on the grounds that
it is too regulatory and that it rewards those who have not earned or risked anything,
that led to the breakdown of the consensus process and the April 1982 vote.
The remaining six Parts, while not as straightforward as the first 10, nonetheless were
almost universally accepted through the consensus process:
Protection and preservation of the marine environment
Marine scientific research
Development and transfer of marine technology
Settlement of disputes
General provisions
Final provisions.
The final meeting of the Conference was held in Montego Bay, Jamaica, from 6 to 10
December 1982, at which time the Convention was opened for signature. On that first day,
signatures from 119 delegations comprising 117 States, the Cook Islands (a self-governing
associated State), and the United National Council for Namibia, were appended to the
Convention. The majoConvention. The majority of States, which abstained in the April vote, signed the
Convention in December. In addition, one ratification, that of Fiji was deposited that
day. During the two years that the Convention remained open for signature, 157 nations
signed. The fifteen who did not sign are a mixed bag: Albania, Ecuador, Federal Republic
of Germany, Holy See, Israel, Jordan, Kiribati, Peru, San Marino, Syria, Tonga, Turkey,
United Kingdom, United States, and Venezuela. The United States, United Kingdom and
Germany refused to sign because of Part XV. The other twelve had a variety of different
reasons for not signing.
According to Article 308 This Convention shall enter into force 12 months after the
date of deposit of the sixtieth instrument of ratification or accession. In order to
ratify, a state must first bring its domestic laws into conformance with UNCLOS III,
deposit with the Secretary General of the United Nations hydrographic charts showing the
jurisdictional limits it claims, and formally ratify the Convention. The Convention was
opened for signature on December 10, 1982, and was ratified by Fiji on that date. The 60th
state to ratify the Convention was Guyana, on 18 November 1993. The Convention came into
force on 18 November 1994. On 13 November 1998, Belgium and Poland became the 129th
and 130th nations to ratify. 64 United Nations member states still had not
ratified as onot
ratified as of that date, among them Canada and the United States.
Number |
Date |
State |
1 |
10 Dec 82 |
Fiji |
2 |
7 Mar 83 |
Zambia |
3 |
18 Mar 83 |
Mexico |
4 |
21 Mar 83 |
Jamaica |
5 |
18 Apr 83 |
Namibia |
Namibia
6 |
7 Jun 83 |
Ghana |
7 |
29 Jul 83 |
Bahamas |
8 |
13 Aug 83 |
Belize |
9 |
26 Aug 83 |
Egypt |
10 |
26 Mar 84 |
CÙte dIvoire |
11 |
8 May 84 |
Philippines |
12 |
22 May 84 |
Gambia |
13 |
15 Aug | 15 Aug 84 |
Cuba |
14 |
25 Oct 84 |
Senegal |
15 |
23 Jan 85 |
Sudan |
16 |
27 Mar 85 |
Saint Lucia |
17 |
16 Apr 85 |
Togo |
18 |
24 Apr 85 |
Tunisia |
19 |
30 May 85 |
Bahrain |
20 |
21 Jun 85 |
Iceland |
21 |
16 Jul 85 |
Mali |
22 |
30 Jul 85 |
Iraq |
23 |
6 Sep 85 |
Guinea |
24 |
30 Sep 85 |
Tanzania |
25 |
19 Nov 85 |
Cameroon |
26 |
3 Feb 86 |
Indonesia |
27 |
25 Apr 86 |
Trinidad / Tobago |
28 |
2 May 86 |
Kuwait |
29 |
5 May 86 |
Yugoslavia |
30 |
14 Aug 86 |
Nigeria |
31 |
26 Aug 86 |
Guinea-Bissau |
32 |
32 |
26 Sep 86 |
Paraguay |
33 |
21 Jul 87 |
Yemen |
34 |
10 Aug 87 |
Cape Verde |
35 |
3 Nov 87 |
Sao Toma/Principe |
36 |
12 Dec 88 |
Cyprus |
37 |
22 Dec 88 |
Brazil |
38 |
2 Feb 89 |
Antigua & Barbuda |
39 |
17 Feb 89 |
Zaire |
40 |
2 Mar 89 |
Kenya |
41 |
41 |
24 Jul 89 |
Somalia |
42 |
17 Aug 89 |
Oman |
43 |
2 May 90 |
Botswana |
44 |
9 Nov 90 |
Uganda |
45 |
5 Dec 90 |
Angola |
46 |
25 Apr 91 |
Grenada |
47 |
29 Apr 91 |
Micronesia |
48 |
9 Aug 91 |
Marshall Islands |
49 |
16 Sep 91 |
Seychelles |
50 |
8 Oct 91 |
Djibouti |
51 |
24 Oct 91 |
24 Oct 91 |
Dominica |
52 |
21 Sep 92 |
Costa Rica |
53 |
10 Dec 92 |
Uruguay |
54 |
7 Jan 93 |
St Kitts & Nevis |
55 |
24 Feb 93 |
Zimbabwe |
56 |
20 May 93 |
Malta |
57 |
1 Oct 93 |
St Vincent & Grenadines |
58 |
5 Oct 93 |
Honduras |
59 |
12 Oct 93 |
Barbados |
60 |
18 Nov 93 |
Guyana |
A resolution accompanying the Convention established a Preparatory Commission for
the International Sea-bed Authority and for the International Tribunal for the Law of the
Sea (called PrepCom for short). This PrepCom has been meeting since 1983, officially
to negotiate the details for implementing Part XI, but more importantly to continue the
attempt to find a consensus about what Part XI should contain. A group of states with
sea-bed mining capabilities (cryptically called the expanded midnight group)
has been building diplomatic bridges between the United States and other non-signatories,
and the states which strongly pushed for Part XI as it is (the so-called group of
77). Moderates on both sides are discussing changes to Part XI. There is some hope
that the PrepCom negotiations will result in the compromises and consensus required for
universal acceptance of the Convention, in the near future.
Aside from Part XI, opinion is divided as tinion is divided as to whether the other Parts of the Convention
have, in fact, become accepted as customary international law. Some point to instances of
erosion of this acceptance:
the actions of Japan in salmon fishing
declaration of 200 mile territorial seas by some South American countries
restrictions placed by some states on rights of innocent passage for nuclear
vessels.
3.2 Baselines and zones
The UNCLOS III Articles illustrated in this figure are:
Article 5: Normal Baseline
Except where otherwise provided in this Convention, the normal baseline for
measuring the breadth of the territorial sea is the low-water line along the coast as
marked on large-scale charts officially recognized by the coastal State.
Article 7: Straight baselines
1. In localities where the coastline is deeply indented and cut into, or if there
is a fringe of islands along the coast in its immediate vicinity, the method of straight
baselines joining appropriate points may be employed in drawing the baseline from which
the breadth of the territorial sea is measured.
2. Where because of the pres2. Where because of the presence of a delta and other natural conditions the coastline
is highly unstable, the appropriate points may be selected along the furthest seaward
extent of the low-water line and, notwithstanding subsequent regression of the low-water
line, the straight baselines shall remain effective until changed by the coastal State in
accordance with this Convention.
3. The drawing of straight baselines must not depart to any appreciable extent from the
general direction of the coast, and the sea areas lying within the lines must be
sufficiently closely linked to the land domain to be subject to the rÈgime of internal
waters.
4. Straight baselines shall not be drawn to and from low-tide elevations, unless
lighthouses or similar installations which are permanently above sea level have been built
on them or except in instances where the drawing of baselines to and from such elevations
has received general international recognition.
5. Where the method of straight baselines is applicable under paragraph 1, account may
be taken, in determining particular baselines, of economic interests peculiar to the
region concerned, the reality and the importance of which are clearly evidenced by long
usage.
6. The system of straight baselines may not be applied by a State in such a manner as
to cut off the territorial sea of another Statea of another State from the high seas or an exclusive
economic zone.
Article 17: Right of innocent passage
Subject to the Convention, ships of all States, whether coastal or land-locked,
enjoy the right of innocent passage through the territorial sea.
Article 19: Meaning of innocent passage
1. Passage is innocent so long as it is not prejudicial to the peace, good order or
security of the coastal State. Such passage shall take place in conformity with the
Convention and with other rules of international law.
Article 33: Contiguous zone
1. In a zone contiguous to its territorial sea, described as the contiguous zone,
the coastal State may exercise the control necessary to:
(a) prevent infringement of its customs, fiscal, immigration or sanitary laws and
regulations within its territory or territorial sea;
(b) punish infringement of the above laws and regulations committed within its territory
or territorial sea.
Article 56: Rights, jurisdict6: Rights, jurisdiction and duties of the coastal State in the exclusive
economic zone
In the exclusive economic zone the coastal State has:
(a) sovereign rights for the purpose of exploring and exploiting, conserving and managing
natural resources, whether living or non-living, of the waters superadjacent to the
sea-bed and of the sea-bed and its subsoil, and with regard to other activities for the
economic exploitation and exploration of the zone, such as the production of energy from
the water, currents and winds;
(b) jurisdiction as provided for in the relevant provisions of this Convention with regard
to:
(i) the establishment and use of artificial islands, installations and structures;
(ii) marine scientific research;
(iii) the protection and preservation of the marine environment;
(c) other rights and duties provided for in this Convention.
3.3 Continental shelf
UNCLOS III Article 76 defines many ways in which the outer boundary of the continental
shelf may be established by a coastal state. It is widely misunderstood. Legal experts
assume that the very specific technical provisions in this Article indicate that these
provisions can be easily implemented. That is not true. Technical experts assume that
these very difficult technical procedures have been included for some legal reasons. That
also is not true. The wording of Article 76 appears to have developed from political
process of consensus building that was at the foundation of the UNCLOS III negotiations.
Article 76: Definition of the continental shelf
1. The continental shelf of a coastal State comprises the sea-bed and subsoil of
the submarine areas that extend beyond its territorial sea throughout the natural
prolongation of its land territory to the outer edge of the continental margin, or to a
distance of 200 nautical miles from the baselines from which the breadth of the
territorial sea is measured where the outer edge of the continental margin does not extend
up to that distance.
2. The continental shelf of a ccontinental shelf of a coastal State shall not extend beyond the limits provided
for in paragraphs 4 to 6.
3. The continental margin comprises the submerged prolongation of the landmass of the
coastal State, and consists of the seabed and subsoil of the shelf, the slope and the
rise. It does not include the deep ocean floor with its oceanic ridges or the subsoil
thereof.
4. (a) For the purposes of this convention, the coastal State shall establish the outer
edge of the continental margin wherever the margin extends beyond 200 nautical miles from
the baselines from which the breadth of the territorial sea is measured, by either:
(i) A line delimited in accordance with paragraph 7( 7.) by reference to the outermost
fixed points at each of which the thickness of sedimentary rocks is at least 1 per cent of
the shortest distance from such point to the foot of the continental slope; or
(ii) a line delineated in accordance with paragraph 7( 7.) by reference to fixed points
not more than 60 nautical miles from the foot of the contineot of the continental slope.
(b) In the absence of evidence to the contrary, the foot of the continental slope shall
be determined as the point of the maximum change in the gradient at its base.
5. The fixed points comprising the line of the outer limits of the continental shelf on
the sea-bed, drawn in accordance with paragraph 4 (a)(i) and (ii), either shall not exceed
350 nautical miles from the baselines from which the breadth of the territorial sea is
measured or shall not exceed 100 nautical miles from the 2500 metre isobath, which is a
line connecting the depth of 2500 metres.
6. Notwithstanding the provisions of paragraph 5, on submarine ridges, the outer limit
of the continental shelf shall not exceed 350 nautical from the baselines from which the
breadth of the territorial sea is measured. This paragraph does not apply to submarine
elevations that are natural components of the continental margin, such as its plateau,
rises, caps, banks and spurs.
7. The coastal State shall
delineate the outer limits of its continental shelf, where that shelf extends beyond 200
nautical miles from the baselines from which the breadth of the territorial sea is
measured, by straight lines not exceeding 60 nautical miles in length, connecting flength, connecting fixed
points, defined by co-ordinates of latitude and longitude.
8. Information on the limits of the continental shelf beyond 200 nautical miles from
the baselines from which the breadth of the territorial sea is measured shall be submitted
by the coastal State to the Commission on the Limits of the Continental Shelf set up under
Annex II on the basis of equitable geographical representation. The Commission shall make
recommendations to coastal states on matters related to the establishment of the outer
limits of their continental shelf. The limits of the shelf established by a coastal State
on the basis of these recommendations shall be final and binding.
9. The coastal State shall deposit with the Secretary-General of the United Nations
charts and relevant information, including geodetic data, permanently describing the outer
limits of its continental shelf. The Secretary-General shall give due publicity thereto.
10. The provisions of this article are without prejudice to the question of
delimitation of the continental shelf between States with opposite or adjacent coasts.
This article shows the importance in the delimitation process of obtaining enough
information to adequately describe the bottom topography and geology. This information is
required to define the continental shelf within the Law of the Sea. Each coastal state
must sastal state
must submit this information for evaluation to a Commission on the Limits of the
Continental Shelf that consists of 21 experts in geology, geophysics and hydrography
(UNCLOS III Annex II, Article 4). This commission is to be set up once UNCLOS III comes
into force, with the initial election of these experts occurring no later than 18 months
after the Convention comes into force.
There is an important time limit involved here (Annex II, Article 4). The latest date
for a coastal state to submit its continental shelf claim, supported by convincing
evidence, is 10 years after that state ratifies, or otherwise O to the Convention. This is
a one-time window of opportunity, which is open for the next decade or so. After that the
continental shelf pie will have been cut up. The information, which must be
presented to the Commission on the Limits of the Continental Shelf, is likely to
require extensive and detailed hydrographic and geological surveys of the seabed from the
continental slope to the outer limits of any boundary claim. For example, in order to
collect the geophysical survey data needed to determine and support a continental shelf
claital shelf
claim by Canada may take as many as 1000 survey vessel days for eastern Canada and as many
as 10 field seasons for the Arctic.
In the spring of 1993, a two-day meeting was held of the United Nations Committee of
Experts on the Definition of the Continental Shelf. The purpose of this meeting was to
comment on the draft of a manual prepared by United Nations staff that describes in detail
the issues surrounding Article 76 and the definition of the continental shelf. This manual
was revised and published in late 1993 as one of a series of LOS issues
manuals being produced by the UNCLOS documents office (tel 212-963-1234 x3940). Four
such manuals have been produced so far (Baselines; Marine Scientific Research;
High Seas Fishing; and Definition of the Continental Shelf).
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